ps4blockchaingames| Parents earned more than 20,000 yuan in short-term trading, Nopsin's secretary received supervision letter

There is another example of short-term trading among relatives of senior executives of listed companies, this time it is Nopsson (002215) (SZ002215, share price 8.Ps4blockchaingames.58 yuan with a market capitalization of 86Ps4blockchaingamesDong Mi Mou Jun (.87 billion yuan).

On May 13, the Shenzhen Stock Exchange issued a supervision letter to Mo Mujun. According to the regulatory letter, Mo Mujun's parents bought and sold Nuopxin shares in less than half a year, constituting short-term trading. A reporter from the Daily Economic News noted that Mo Yihai and Liang Shaoqiong earned 28000 yuan from short-term trading, and this part of the income has been turned over to the company. The regulatory letter mentions that Mo Mujun, as secretary of the board of directors of Nopsson, failed to urge his parents to comply with the rules and regulations to trade Nopsson shares. In addition, Shenzhen Securities Regulatory Bureau also issued a report to Mo Mujun.Ps4blockchaingamesA warning letter. A reporter from the Daily Business News noted that this year, regulators have strengthened the supervision of short-term trading by Dong Jiangao's relatives of listed companies. According to the reporter's incomplete statistics, since the beginning of this year, more than 50 listed companies have disclosed the apology announcement of Dong Jiangao's relatives' short-term transactions.

The income is handed over to the listed company

On May 13, the official website of the Shenzhen Stock Exchange announced that Mo Moujun, the secretary of Nuopxin, received a supervision letter.

According to the contents of the regulatory letter, it was found out that Mo Moujun's mother, Liang Shaoqiong, bought 16700 shares and 1300 shares of Nopsson shares on December 25, 2023 and January 31, 2024, respectively, with a total purchase amount of 141000 yuan, and sold 18000 shares of Nopsson shares on May 7, 2024 for a total of 160000 yuan. Mo Moujun's father, Mo Yihai, bought 7000 shares and 1400 shares of Nuopxin shares on December 25, 2023 and January 31, 2024 respectively, with a total purchase amount of 66000 yuan. On May 7, 2024, Mo Yihai sold 8400 shares of Nuopxin shares for a total of 75000 yuan. The above-mentioned buying and selling acts have an interval of less than six months, which constitutes a short-term transaction as provided for in Article 44 of the Securities Law.

Mo Mujun, as the secretary of the board of directors of Nopsson, failed to urge his parents to trade Nopsson shares in compliance, in violation of rules 1.4, 3.4.1 and 3.4.11 of the Stock listing rules (revised in 2024) of the Shenzhen Stock Exchange.

The Shenzhen Stock Exchange expressed the hope that Mo Mujun will seriously learn a lesson and rectify it in a timely manner to prevent the recurrence of the above problems. At the same time, Mo Mujun, as a director, supervisor and senior manager of a listed company, should strictly abide by the national laws and regulations, the Stock listing rules of the Shenzhen Stock Exchange and relevant regulations, comply with the rules of buying and selling stocks of listed companies and fulfill the obligation of information disclosure in a timely manner.

A reporter from the Daily Economic News noted that Mo Yihai and Liang Shaoqiong earned 28000 yuan from short-term trading, and this part of the income has been turned over to the company.

According to the announcement of short-term trading and apology of the company's senior managers' immediate family members disclosed by Nopsson, this short-term trading is caused by Mo Yihai and Liang Shaoqiong who do not fully understand the relevant laws and regulations. it is also an independent investment behavior based on the judgment of the secondary market. Mo Yihai and Liang Shaoqiong did not consult Mo Moujun himself before trading, and Mo Moujun did not inform Mo Yihai and Liang Shaoqiong about the operation of the company and other relevant information. There is no use of short-term trading or insider information to trade the company's shares for profit.

Strengthen the supervision of short-term trading

"Ps4blockchaingamesWe are deeply aware of the seriousness of this matter, express our deep remorse for the adverse impact of the short-term transaction on the company and the market, and extend our sincere apologies to the company and the majority of investors. At the same time, I will strengthen my study of the Securities Law, the rules governing the listing of shares on the Shenzhen Stock Exchange, the guidelines on self-discipline Supervision of listed companies on the Shenzhen Stock Exchange No. 1-standardizing the Operation of listed companies on the main Board, some provisions on the reduction of shares held by shareholders and Directors, Supervisors and Senior managers of listed companies on the Shenzhen Stock Exchange, and other relevant laws and regulations, Normative document We should strictly regulate the behavior of myself and his close relatives in buying and selling company shares, improve the prudence of buying and selling company stocks, and prevent such situations from happening again. " Mo Mujun's parents said in the "letter of apology".

Nuopxin said that the company attached great importance to this matter and promptly investigated the relevant situation. Mo Moujun and his father Mo Yihai and mother Liang Shaoqiong also actively cooperated and took the initiative to correct them. The follow-up company will take this as a warning and further require shareholders, directors, supervisors, and senior managers who hold more than 5% of the shares to strengthen their study of the Securities Law and other relevant laws, regulations and normative documents, and operate prudently in strict accordance with the relevant regulations, to prevent such incidents from happening again. It is worth mentioning that Mo Mujun also received a warning letter issued by the Shenzhen Securities Regulatory Bureau because of his parents' short-term trading.

A reporter from the Daily Business News noted that this year, regulators have strengthened the supervision of short-term trading by Dong Jiangao's relatives of listed companies. According to the reporter's incomplete statistics, this year, more than 50 listed companies have disclosed the apology announcements of short-term transactions by Dong Jiangao's relatives, including South Asia New Materials, Qingdao double Star (000599), and so on. Generally speaking, the announcement of apology for Dong Jiangao's short-term trading refers to an apology to investors. The exchange and the local securities regulatory bureau shall issue regulatory measures to the offending party. However, there are also cases in which Dong Jiangao himself was put on file for investigation. The most typical is China Science Dawning (603019), the chairman of the company Li Guojie received a notice from the CSRC on suspicion of short-term trading.